BlackRock Rolls Out More ETFs Without iShares Brand
By Bernice NapachThree of the new Megatrend ETFs are actively managed and carry the BlackRock name; the passive index fund uses the iShares label.
October 01, 2020
FINRA Bars Yet Another Ex-Broker From Shuttered BD First StandardThe former rep, like others from the firm, was accused of excessive trading, then refused to cooperate with FINRA's investigation.
October 01, 2020
COVID-19 Looks Like It's About to Spike: Hospital ResearchersThe researchers say communities should step up mask-wearing and social distancing efforts now.
October 01, 2020
Focus Financial Buying $1.6B Ohio-Based RIAThis is the firm's fifth "partner" deal so far this year and its 15th transaction of 2020.
October 01, 2020
FINRA Fines Ex-Merrill Rep Who Took Client Info to New FirmBefore leaving Merrill, the rep emailed himself clients' personal info 161 times, FINRA says.
October 01, 2020
Morgan Stanley to Complete E-Trade Purchase Oct. 2The Federal Reserve approved the $13 billion deal while also giving a thumbs-up to the $26 billion Schwab-TD Ameritrade transaction.
October 01, 2020
JPMorgan Teams With SAP to Enhance Morgan Money: Tech RoundupAlso, RIA in a Box introduces compliance software for private funds.
September 30, 2020
Goldman: When It Comes to Finances, Women's Roars Are Reduced to WhimpersA trio of Goldman Sachs leaders discuss how women need to harness their investment power.