Stratos Wealth Names Ex-Hightower Exec as COO
By John ManganaroCharis Jones will oversee the firm's advisory operations and supervision departments, as well as Stratos Investment Management.
October 09, 2025
CFA Level II Pass Rate Drops to 44%, Below the Decade AverageAfter factoring in the 54% pass rate from the May test, the decade average ticked up to 46%.
October 09, 2025
FINRA Hits Ally Invest Securities With $850K Fine Over EmailsCoding errors and other technical failures in three systems caused the communications to be lost.
October 09, 2025
Jamie Dimon Says He's 'Far More Worried' Than Most About CorrectionThe JPMorgan Chase CEO told the BBC that he sees higher correction odds than the market.
October 09, 2025
Ex-Wells Fargo Rep Deleted Texts, Impeded Investigation: FINRAEyan Townsend deleted business-related texts from his personal phone, according to the regulator.
October 09, 2025
New York Launches Roth Auto-IRA ProgramThe state's Secure Choice Savings Program is live, requiring most employers to provide retirement benefits access.
October 09, 2025
Gold’s True Believers Are Having Their Big MomentGold has surged more than 50% this year, smashing records including the psychological $4,000-an-ounce barrier this week.
October 09, 2025
BlackRock’s Most Profitable ETF Is a Nearly $100B Bitcoin GiantThe fund charges a modest 0.25% fee but brings in over $240 million in yearly revenue, according to Bloomberg estimates.