LPL CEO's Firing Catches Some by Surprise
By Melanie WaddellConsultant Chip Roame says LPL has done well under the leadership of Dan Arnold, who was fired for cause.
October 01, 2024
LPL Fires CEO Dan Arnold for MisconductArnold made statements to employees that violated LPL's code of conduct, an investigation found.
October 01, 2024
Orion Introduces Capital Group ETF PortfoliosThe model portfolios are available via Orion Portfolio Solutions and on Brinker Capital's platform.
October 01, 2024
Schwab Nears Settlement in Antitrust Suit Over TD Ameritrade DealParties in the lawsuit told a judge they've reached a "settlement in principle."
October 01, 2024
Texas Stock Exchange Names Nasdaq, NYSE Veterans to Top JobsThe Texas Stock Exchange also hired veterans of the SEC and Schwab.
October 01, 2024
Schwab CEO Bettinger to RetireBettinger steps down after 16 years leading the firm, to be replaced by President Rick Wurster.
September 30, 2024
Private Equity Firm TPG Takes 'Significant' Minority Stake in Creative PlanningPeter Mallouk will continue to lead the business and keep his majority stake.
September 30, 2024
TIAA Retail Customer Data Exposed in Vendor BreachData for close to 9,000 TIAA and TIAA-CREF Life customers was exposed, the firm said.