Illinois Insurance Director to Leave Post: Personnel Moves
By Allison BellPrincipal, Anthem, Oscar, FamilyWealth and GoHealth also have personnel moves announcements.
December 03, 2020
Rep. Neal Reelected as Ways and Means ChairNeal's follow-up to the Secure Act could be attached to a spending bill and passed this year, lawyer Fred Reish says.
December 03, 2020
FINRA Suspends Ex-Morgan Stanley Rep Who Took Client Info to New FirmThe rep was suspended for 10 days and fined $5,000 for alleged actions when leaving to join Raymond James.
December 03, 2020
CFAs Going Harder on Sustainable InvestingIncreased demand from retail investors has driven a big boost in interest from three years ago, a CFA Institute survey found.
December 03, 2020
Fidelity's Platform Updates Get Thumbs-Up From TechiesThe firm has improved Wealthscape's onboarding capabilities while expanding its digital service tools with AI and other tech.
December 03, 2020
FA Match Scores $1M in VIP FundingThe recruiting platform obtains funding from industry innovators Ron Carson, Jason Wenk, Brian McLaughlin and Steve Lockshin.
December 03, 2020
FMG Suite Buys Advisor Marketer Twenty Over Ten: Tech RoundupAlso, Orion recruited an ex-Ascensus exec to further its expansion into the 529 plan sector.
December 03, 2020
Bestow to Acquire Iowa-Based Insurer: DealsAmeriLife, Milliman, MIB, Newcleus and NFP also have deal news.