What Will Advisors Give Clients This Holiday Season?
By Michael S. FischerMost financial advisors follow regulatory guidelines on gifts, a SmartAsset survey finds.
December 21, 2020
Transamerica to Pay $8.8M Over Annuity, Fund & 529 Supervisory FailuresThe problems at Transamerica Financial Advisors affected 2,400 clients of variable annuities, mutual funds and college savings plans.
December 21, 2020
HealthCare.gov Increases Same-Store Signups 6.6%EHealth says its customers are paying about 6% more per month for coverage.
December 21, 2020
5 Large Cities That Top CDC's COVID-19 Worry ListFederal trackers of the coronavirus pandemic are including localized threat data in a new series of public reports.
December 21, 2020
State Street Launches Alpha Data Platform: Portfolio ProductsAlso Tuttle Tactical Management Launches an actively managed ETF focusing on SPACs.
December 20, 2020
Schwab's Sonders, Kleintop Predict Weak Start for Economy in 2021A lot of good news is priced into markets, they warn, but they see growth rebounding in the second half of the year.
December 20, 2020
Congress Strikes $900B Stimulus DealThe package includes a new round of jobless payments and $284 billion for small businesses via the Paycheck Protection Program.
December 20, 2020
Advisor Suspended for Trades Requested by Client's MomNow ex-Cetera rep made transactions of $20,000-plus in client's IRA based on instructions from customer's mother, FINRA alleged.