LPL Reports 80% Commonwealth Retention So Far, Sticks to Higher Target
By John Manganaro and Janet LevauxThe firm also said it's reducing fees and simplifying the pricing structure across its advisory platforms.
October 31, 2025
FINRA Bars Ex-Transamerica Rep Fired for Alleged Outside Business ActivityGeorge Ndifor Jing refused to provide documents and information requested by the regulator, according to the order.
October 31, 2025
JPMorgan Leads $90M Investment in Texas Stock ExchangeThe deal brings the total capital raised for the Dallas-based exchange to more than $250 million.
October 31, 2025
Prudential CEO: Competition Is Affecting RILA Sales GrowthAndrew Sullivan has seen "some aggressive pricing in the marketplace."
October 31, 2025
SEC Chief Revamps the Wells Notice ProcessGoing forward, SEC staff will provide the other side with at least four weeks to respond, Atkins said.
October 30, 2025
Advyzon Latest to Tap Wealth.com for Estate Planning TechThe collaboration will simplify how the 2,400-plus advisors using the platform incorporate estate planning into workflows.
October 30, 2025
Small-Business Owners Value Professional Advice: EquitableIn the interconnected nature of professional support, trust in an advisor often leads to a broadened network, research finds.
October 30, 2025
NASCAR Champ Kyle Busch Sues Pacific Life Over $8.6M Losses Tied to IUL PolicyThe driver and his wife contend they paid over $10 million in premiums based on misleading sales pitches.