Mutual Funds
Stay on top of mutual fund news, including in-depth articles and analysis on stock, bond and balanced funds, as well as target date funds and more.
S&P Releases List of Closed Funds Still Charging 12b-1 Fees
By Staff WriterDec. 17, 2003 -- Standard & Poor's has released updated data on closed mutual funds still charging 12b-1 fees to investors. According to S&P data, of...
December 12, 2003
SEC Charges Heartland Advisors With FraudDec. 11, 2003 -- The Securities and Exchange Commission announced civil fraud charges against Milwaukee-based Heartland Advisors Inc. and several other entities and individuals for...
December 12, 2003
Funds Were Mutual, Sharing of Data Wasn'tAn excerpt from the Dec. 12, 2003, edition of The New York Times
December 12, 2003
Former Eaton Vance Executive to Sell His StakeDec. 11, 2003 -- Eaton Vance Corp. (EV) said it has been informed that Landon T. Clay intends to sell all of his approximately 8.5...
December 12, 2003
AIM Small Cap Equity Fund to CloseDec. 10, 2003 -- The AIM Small Cap Equity Fund/A (SMEAX) will close to new investors this month and will lower its marketing and distribution...
December 11, 2003
October Data Shows Surge In Fund FlowsOctober Data Shows Surge In Fund Flows ByThe combined assets of the nations mutual funds increased by $202.9 billion, or 2.9%, to $7.151 trillion in ...
December 11, 2003
Advisors Are Seeking To Reassure Their Mutual Fund ClientsAdvisors Are Seeking To Reassure Their Mutual Fund ClientsByReactions of financial planning experts to the recent mutual fund scandals range from an outraged sense of ...
December 11, 2003
The Mutual Fund Trading Scandal Are Insurers Next?The Mutual Fund Trading Scandal Are Insurers Next?By Jim ConnollyWhen insurance industry observers look at the current travails that mutual funds are experiencing, do they ...