Mutual Funds
Stay on top of mutual fund news, including in-depth articles and analysis on stock, bond and balanced funds, as well as target date funds and more.
SEC Fines 3 AIG Advisor Group BDs $9.5M on Excess Fund Fees
By Melanie WaddellSagePoint, Royal Alliance and FSC Securities steered mutual fund clients into more expensive share classes and collected $2 million in fees, the SEC says.
March 09, 2016
10 Reasons Gundlach Sees a Bear MarketDoubleLine CEO Jeffrey Gundlach lays out some dismal data on stocks and other asset classes.
March 09, 2016
Ex-JPMorgan Broker Blew $20M of Client Money Gambling, Gets 5 YearsBroker once had 500 clients and managed almost $90 million, but then racked up losses betting on sporting events.
March 09, 2016
More Revelations From Anti-DOL Fiduciary Rule CrowdOpposition from the broker-dealer community to the Department of Labor's pending fiduciary rule may be all about its own survival, and FINRA's.
March 09, 2016
Top 20 Richest Colleges of 2015: The Biggest EndowmentsA down year for markets meant that the richest endowment funds stayed about even, with the big gains of recent years but a memory.
March 09, 2016
Betterment Launches Aggregation ToolClients will be able to get a complete picture of their finances, including their investment assets, bank balances and outstanding debt.
March 08, 2016
Pimco says time to buy riskier debt as the U.S. will avoid recession"Pimcos belief that the U.S. economy will avoid recession this year bolsters our view that its time to move into credit," Mark Kiesel, chief investment officer for global credit at Pimco, wrote.
March 08, 2016
Pimco says time to buy riskier debt as the U.S. will avoid recession"Pimcos belief that the U.S. economy will avoid recession this year bolsters our view that its time to move into credit," Mark Kiesel, chief investment officer for global credit at Pimco, wrote.