Mercer Preps Over 10,000 Tax Returns
By Janet LevauxThe RIA doubled its tax team last year via M&As to 120 tax professionals, expanding its filing capacity.
March 23, 2026
Flourish Launches Mortgage Lending Platform for RIAsThe offering supports home refinancing, cash-out refinancing and new purchase loans of up to $10 million.
March 19, 2026
'Robust Pipeline' of Rules Ahead: SEC ChiefThe primary goal is "trimming immaterial requirements that burden the market" but don't benefit investors, Atkins said Thursday.
March 18, 2026
Raymond James Names New Chief of Indie ChannelThe announcement follows Shannon Reid's departure to Osaic in December.
March 18, 2026
Best & Worst Wealth Management Firms Ranked by Investors: JD Power, 2026Trust in new fintech brands rose, but so did young, affluent DIY investors' desire for professional advice.
March 17, 2026
Inside the 2026 Enforcement Manual Updates: SEC RoundupA 15-year SEC veteran breaks down what's actually changed — and what it means for advisors, BDs and defense practitioners.
March 17, 2026
Schwab CEO: We Don't Want to Compete With AdvisorsClients turning to Schwab's wealth business have been with the company for years, Rick Wurster said.
March 17, 2026
Dynasty Argues It Can't Be Forced to Arbitrate Merrill Raid CaseDynasty disputes Merrill's contention it agreed to arbitration.