What Clients Really Want to Hear From Advisors: Ex-Merrill Exec
By Jane Wollman RusoffJohn Thiel, who just launched an RIA, discusses what he seeks in advisors and why he left Merrill.
February 04, 2025
FPA Mourns Loss of CEO Patrick MahoneyThe strategist died Saturday after a long battle with cancer.
January 31, 2025
RIA M&A Activity Set Record in 2024: DeVoeThe 272 announced transactions in the year, including 81 in the quarter, topped the 2022 mark.
January 29, 2025
Tax Pro Returns to EP Wealth in New RoleApril Rosenberry will focus on the firm's ultra-high-net-worth, tax and estate offerings.
January 28, 2025
$6.4B SageSpring Wealth Moves to Dynasty Financial Platform From Raymond JamesDynasty calls the shift one of the industry's biggest moves to independence in recent years.
January 28, 2025
Nesvold Names Mark Tibergien to Advisory BoardThe retired Pershing Advisor Solutions CEO is the first to be tapped to advise Peter Nesvold's merchant bank.
January 27, 2025
A Pitch to Small Indie Advisors: Serve Your Clients, and We'll Provide the ToolsServing advisors who want to keep their independence is a "growing piece of the industry," Tom Prescott says.
January 24, 2025
Judge Dismisses Hollywood Managers’ Suit Against Goldman, Focus FinancialThe managers claimed Goldman misled them about Focus’ $7 billion acquisition, spoiling their own efforts to be acquired.