SEC Claims Deceased Advisor Stole $1.68M From Elderly, Sues Estate
By Melanie WaddellThe agency is suing the estate of John Brodacki, who died in March, to claw back funds it says he took from clients.
April 02, 2026
eMoney Advisor Expands Premium Client Portal Branding CapabilitiesThe update gives advisors "greater control" over how their brand is presented throughout the client experience, the firm says.
April 01, 2026
Ex-Ameriprise Client Files Class Action Over Data IncidentA lawsuit contends that a cybercriminal group compromised clients' sensitive information.
March 31, 2026
Middle-Market RIAs Hit M&A Inflection Point: ReportA measurable gap exists between the firms that command a premium and those that do not, research finds.
March 31, 2026
Why Annuities Deserve a Seat at Every 401(k) TableAnnuitization to secure a lifetime income stream is far from the only option available to annuity purchasers.
March 30, 2026
Carson Group Rolls Out New AI Tool for AdvisorsClient Intelligence gives advisors instant visibility into what is happening within a client household, the firm says.
March 30, 2026
Creative Planning to Acquire $5B London RIAThe international acquisition follows a deal for a firm based in Switzerland earlier this year.
March 24, 2026
Sex Workers as Advice Clients: Nontraditional Livelihoods, Familiar Financial NeedsWith Stripper Financial Planning, Lindsey Swanson serves a market niche that skews younger and faces inherent challenges.