Why the IA 35?
By James J. GreenWhile Im not a fervent believer in the Great Man theory of history, I do believe that individuals make a big difference in the history of the world, of nations and of families.
April 30, 2015
Israeli Startups’ Early Exits Yield Investment OpportunityCrowdfunding platform targets the U.S. RIA market in the capital-hungry startup nation.
April 30, 2015
LPL Earnings Decline but Revenues, Assets RiseThe IBD paid $11 million in regulatory charges for the quarter but expects such costs will decline later in '15.
April 30, 2015
What Your Clients’ Personalities Say About Their PortfoliosContemporary psychologists believe there are five basic dimensions of the human personality. These traits can influence financial behavior and investing patterns, a study found.
April 30, 2015
New Hire Roundup: Killgoar to Head Strategy, Consulting at Raymond James' FIDMeanwhile, Wilmington Trust has named Fredrik Berg vice president of sales for its global capital markets team in Europe.
April 29, 2015
SEC Releases Cybersecurity Guidance for RIAsSEC's Division of Investment Management released guidance to help advisors and funds address cyber risks.
April 28, 2015
NASAA Adopts Model Succession Plan RulesThe rules are meant to be a roadmap for states. The SEC is developing its own succession planning rules for RIAs.
April 24, 2015
The Pharrell Williams of Advisors?Much like Pharrell Williams sings in "Happy," Donna Skeels Cygan feels that happiness is the truth for her clients.