Focus Adds Wealth Group in Canada; United Capital Picks Up 2 Firms
By Janet LevauxEach firm acquires groups of advisors with more than $600 million in client assets.
April 09, 2015
SEC Chief: Fiduciary, Third-Party Audit Rules to Advance This YearSEC will discuss making rules this year on third-party advisor audits and a uniform fiduciary standard, SEC chief Mary Jo White said.
April 08, 2015
8 Best Financial Companies to Work For: FortuneThese financial companies that work with advisors are included in Fortune's list of the Best Companies to Work For in 2015.
April 08, 2015
8 Best Financial Companies to Work For: FortuneThese financial companies that work with advisors are included in Fortune's list of the Best Companies to Work For in 2015.
April 07, 2015
SEC Reviewing 12b-1 FeesThe SEC is reviewing the entire spectrum of 12b-1 fees, the deputy exam director said Tuesday.
April 07, 2015
Ex-NFL Player Accused of Ponzi Scheme: SECA former New England Patriot and a partner are accused of bilking investors who thought they were funding loans to pro athletes.
April 07, 2015
Q1 Earnings Outlook: Grim Overall but Not for FinancialsFirst-quarter earnings are expected to suffer the biggest decline in more than five years, but financial company earnings are forecast to rise.
April 06, 2015
4 Tips to Create Must-Read Client EmailsHow to write emails clients want to read and take action on.