Socially Responsible Investing: A Way to Attract Younger Clients
By Bernice NapachMore than one-quarter of investors under 45 allocate at least 25% of their investable assets in socially responsible companies, according to a new survey from Spectrem.
May 08, 2015
Envestnet Offers Digital Tool to Battle Robo-AdvisorsThe Advisor Now portal is designed to help advisors deliver comprehensive wealth management services where and when clients want them, said Envestnet CEO Jud Bergman.
May 07, 2015
How RIAs Should Enforce Firm Policies and ProceduresJust having a manual isn't enough: advisors should take specific steps when a violation occurs, and regularly train all the employees of the firms on its policies and procedures.
May 06, 2015
Envestnet Acquires FinTech Company Finance LogixEnvestnet will continue to support Finance Logix's standalone financial planning software model for existing and new clients and will create a new, integrated platform.
May 05, 2015
Tom Bradley: Advisor Evangelist—The 2015 IA 35 for 35Ask Bradley to look back at pivotal moments that shaped the advisory business and he recalls May Day 1975, the day the SEC deregulated commissions.
May 05, 2015
SEC Chief: Advisor Exam Crunch Is a ‘Serious’ Investor Protection IssueSEC chief White tells senators the current 10% advisor exam rate is cause for "great concern" and discusses fiduciary rules.
May 05, 2015
Will Vanguard’s New Hybrid Platform Crush Robos?Investors with at least $50,000 can pay as little as $150 a year for the service, which combines digital advice with guidance from an advisor.
May 04, 2015
The 2015 IA 35 for 35 CalendarThroughout May, well publish extended versions of the interviews and profiles that appeared in the May issue of Investment Advisor. We'll update this calendar with links to each article as they are published.