Industry Stalwarts Join Snappy Kraken Board
By Ginger SzalaIncreased fundraising and experienced leadership provides the marketing tech firm with a stronger base, its CEO says.
October 28, 2019
Morningstar Teams With Millennium Trust on Mutual Funds: Portfolio ProductsAlso, TD Ameritrade adds ESG options to its 529 College Savings Plan.
October 25, 2019
Funds Leaving Fisher Now Top $3BA Texas pension group is the latest to take its assets elsewhere in the wake of Ken Fisher's crude remarks at a recent industry event.
October 25, 2019
LPL Has 'Reduced Pricing' to Help Advisors: CEOLPL chief Dan Arnold discussed the firm's new services for advisors, like outsourcing, and how it is adapting to the commission-cutting trend.
October 24, 2019
Goldman, L.A. Pension Group Drop Fisher, Pushing Redemptions to $2.7 BillionThe developments emerge roughly two weeks after Ken Fisher made lewd remarks at an industry event.
October 24, 2019
FINRA Suspends a Top Advisor for Cheating on CE CourseworkBruce K. Lee, formerly with Merrill and now with an RIA, had staffers complete his CE training for nearly four years.
October 24, 2019
Cadaret Grant Headquarters Relocating to New OfficesThe new offices will provide room for expansion, the broker-dealer says.
October 24, 2019
Schwab Launches Alternative Investment PlatformiCapital Network is the first third-party platform to join the Schwab Alternative Investment Marketplace.