TD Ameritrade Expands Gender-Identity Options on RIAConnect
By Janet LevauxThe platform, rolled out Monday, drew the attention of advisor Cait Howerton, who tweeted: "Gender isn't binary."
June 18, 2020
Impact Investing: What Every Advisor Needs to Know in the COVID-19 EraFor financial advisors, impact investing is no longer just "nice to have."
June 18, 2020
LPL Gives Advisors More Tech-Based Help ServicesSeparately, LaSalle St. rolls out a fund and annuity help desk, so advisors can service clients' "held away" assets.
June 18, 2020
$1.2B UBS Team Goes Indie With DynastyThe team is based in Florida; Dynasty also grabbed a UBS team with $400 million in Pennsylvania.
June 17, 2020
What to Do When You Lose a ColleagueIf the worst happens during the coronavirus pandemic, here are some ways to help yourself and to support others as they grieve.
June 17, 2020
Cresset Buys $2.3B RIALike Cresset, PagnatoKarp is family owned and focused on private wealth management and family office services.
June 17, 2020
'Buckets of Money' Advisor Settles With SEC After Long Legal BattleRay Lucia Sr. can now reapply for association with registered entities, says a civil rights group involved with the settlement.
June 16, 2020
RIA in a Box Launches Cybersecurity Insurance for Advisors: Tech RoundupAlso, SEC's FinHub launches virtual peer-to-peer meetups.