Schwab Completes Motif Deal, Adds Staffing Info for RIAs
By Janet LevauxThe news comes about three weeks after the Justice Department approved its $26 billion acquisition of TD Ameritrade.
June 23, 2020
SEC Preps LIBOR Transition ExamsSEC registered advisers that specialize in fixed-income tied to LIBOR should expect an exam in 2020.
June 23, 2020
Tips for Prospecting During the Pandemic: Fidelity"You can't wait for the world to come back to face-to-face," says David Canter, head of its RIA channel.
June 23, 2020
Hightower Nabs Former Nuveen Equities ExecStephanie Link has been hired to grow outsourced chief investment officer and other portfolio services for advisors.
June 23, 2020
3 Questions to Ask Before Jumping Into the Bull Market for RIAsResolving these issues is a "must" before you start down the M&A path, says Mariner Wealth CEO Marty Bicknell.
June 22, 2020
How to Break Away & Start Your Own Firm in a PandemicIn the short term, you'll have to adjust to a dual life of taking care of clients by day and building your RIA at night.
June 22, 2020
What Clayton's Departure From SEC Would Mean for Reg BIThe "effectiveness" of Reg BI, Phyllis Borzi said, "will rise and fall on how well it's enforced."
June 19, 2020
Uncertain Summer Childcare Means Employers Should Check COVID-19 Leave LawBusinesses may face complications when employees request paid leave to care for children who might be home for summer.