FA Match Scores $1M in VIP Funding
By Janet LevauxThe recruiting platform obtains funding from industry innovators Ron Carson, Jason Wenk, Brian McLaughlin and Steve Lockshin.
December 02, 2020
What's Driving Wealth Management's Future?Here's where the industry's seen the biggest change in the past decade, and what might come next for financial advisors.
December 02, 2020
Advisor Barred, Coughs Up $1M for Misleading ClientsCalifornia advisor was accused of concealing conflicts of interest from clients while persuading them to invest some $3 million with his companies.
December 02, 2020
4 Insights on Wealth Building From Morgan HouselTips in "The Psychology of Money" can help you frame discussions with clients about saving, investing and retirement for years to come.
December 01, 2020
Focus Financial Adds $682M Kansas RIAKavar Capital Partners is the seventh partner firm to join Focus year to date, says Rudy Adolf, head of the RIA aggregator.
December 01, 2020
Riskalyze Makes Rebalancing, Other Tools Free for 2 Weeks"We want to ... help [advisors] focus ... on making great decisions so they can let advanced technology put those decisions into place," says CEO Aaron Klein.
November 30, 2020
NASAA Adopts Rule on CE Credits for Investment AdvisorsThe group's model rule requires IARs to take 12 hours of continuing education each year.
November 30, 2020
Fidelity Plans to Merge 3 Funds, as Assets Hit $3.5TOne planned fund merger affects the flagship Magellan fund; meanwhile, the number of new RIA client accounts grew 164% from last year.