SEC Taps Ex-CFTC Commissioner as General Counsel
By Andrew GoudswardThe move reunites Dan Berkovitz with SEC Chair Gary Gensler.
September 28, 2021
Joe Duran: Why Advisors' Role Will Become 'Fundamentally Different'The head of Goldman Sachs Personal Financial Management says advisors must focus on "reducing financial anxiety for their clients."
September 28, 2021
Reg BI Compliance Requires 'Tailored' Policies and Procedures: SECGive registered reps specific examples of how to accomplish Reg BI's requirements, the SEC's Asset Management director suggests.
September 28, 2021
Cresset, Berman Capital to Form $20B Multifamily OfficeBerman currently manages about $4.7 billion and has offices in Atlanta and Austin, Texas.
September 28, 2021
Richest Americans Use This Trust to Avoid Estate Taxes: ProPublicaLaurene Powell Jobs, Charles Koch, Michael Bloomberg and other members of the top 0.1% have relied on grantor retained annuity trusts.
September 28, 2021
Wade Pfau: How to Pick the Best Retirement Income Strategy for Each ClientThe best ways to generate income vary by individual and may not align with the advisor's preferences, Pfau tells ThinkAdvisor.
September 28, 2021
Fidelity Rolls Out Fractional Share Trading for AdvisorsFractional share trading for stocks and ETFs is now available through Wealthscape,Fidelity's advisor technology platform.
September 27, 2021
A Strategy for When Your Friends Are Chosen for YouWhen chance or circumstance throws you and new people together, silence can be less than golden. Here are some pointers.