LUMINARIES Podcast: Leadership Lessons From Shirl Penney
By Jane Wollman Rusoff Jane Wollman RusoffAt Dynasty Financial Partners, "You have to think in-depth. But you have to be dynamic in your management style as well," the CEO explains.
October 13, 2022
Samantha Russell: 5 Ways to Show, Not Tell, What's Happening in the MarketThese steps could help advisors turn the market downturn into a "marketing upturn," the advisor marketing expert says.
October 13, 2022
Schwab Pilots New Broadridge Proxy Polling Solution: Tech RoundupAlso, Lori Hardwick was appointed chair of Docupace's board of directors.
October 13, 2022
Raymond James Picks Up $2.9B Baird TeamReston, Virginia-based Wise Investor Group joined Raymond James & Associates, the firm's employee advisor channel.
October 12, 2022
Ex-RIA Comptroller in Father-Daughter Ponzi Scheme Gets 6-Year SentenceThe former comptroller's father, an ex-Securities America broker, was previously sentenced to 13 years in prison.
October 11, 2022
Virtual Assistant Helps RIAs Fill 'Void' as They Grow: XYPN FoundersMost XYPN members and RIAs in general "don't want to build a big business," Alan Moore tells ThinkAdvisor.
October 11, 2022
Goldman Sachs Adds Its First Breakaway RIA, Picking Up $1B Merrill TeamNew RIA Beverly Hills Private Wealth selected Goldman Sachs Advisor Solutions to provide custodial services.
October 10, 2022
11 Ways Tax Planning Can Grow Your FirmTax planning can help advisors increase referrals, organic growth and AUM, Angie Herbers says.