Schwab Soups Up Direct Indexing for RIAs
By Jeff BermanEnhancements include easier onboarding, a new RIA dashboard and increased ability to personalize investments, Schwab says.
June 06, 2023
Ex-Edward Jones Rep Fined, Suspended for Texting Client DocsThe former advisor was suspended for 15 months and fined $15,000 by the regulator.
June 06, 2023
Preliminary Hearing Set for LPL Network Firm Employee Charged in Double MurderThe next preliminary hearing for Ramy Fahim will be Aug. 15.
June 05, 2023
Advisors Need Automation, Not 'Phoniness': Snappy Kraken"There's a real hunger for authenticity and being human," Snappy Kraken's Angel Gonzalez tells ThinkAdvisor.
June 05, 2023
Avoid These Mistakes When Going IndependentCaitlin Douglas of Dynasty talks to ThinkAdvisor about navigating the new, "more mature" indie advisor scene.
June 05, 2023
SEC's New Cyber Rule Plan Needs Changes, Trade Groups SayThe update to Reg S-P would require firms to notify clients of data breaches.
June 05, 2023
Creative Planning Buys $2.5B Professional Services FirmThe addition gives Creative Planning an "even stronger presence in the Midwest," said CEO Peter Mallouk.
June 01, 2023
Mariner Wealth Advisors Launches Financial Wellness PlatformThe introduction follows the RIA's acquisition of Spring, a provider of financial wellness benefits.