Why Jamie Hopkins Left Carson Group, and What's Next
By Jane Wollman Rusoff"With this opportunity, I get the best of both worlds," he tells ThinkAdvisor.
October 03, 2023
Creative Planning Adds $1.4B Advisory FirmThe acquired RIA firm, based in Berwyn, Pennsylvania, is focused on helping clients with business succession planning.
September 29, 2023
Osaic Wealth, Affiliate BDs Broke Custody Rule: SECThe firms failed to obtain independent verification of client funds and securities of which the firms had custody.
September 29, 2023
SEC Drops New Wave of WhatsApp Fines on BDs, Advisory FirmsBaird and Interactive Brokers are among the firms that agreed to pay penalties.
September 28, 2023
Schwab Launches Online Inheritance HubThe center aims to help investors handle paperwork digitally and gives them access to dedicated estate professionals.
September 27, 2023
FPA Taps President-Elect, Board MembersClaudia Cypher Kane is the group's 2024 president, while Paul Brahim of Wealth Enhancement Group is set to become its president elect.
September 27, 2023
Wealthspire to Buy $3B RIAThe acquisition will expand Wealthspire's East Coast footprint, the firm says.
September 26, 2023
AssetMark to Pay $18.3M Over Revenue SharingThe SEC says the firm didn't disclose conflicts of interest tied to its cash sweep program and payments from some custodians.