Here's Why Schwab Continues to Lose TD Advisory Assets
By Janet LevauxIn August, its core net new assets fell 64% from July to $4.9 billion; they dropped 89% year over year.
September 13, 2023
Tifin Gives Small Firms Free Access to Investing Platform Through FPAFPA members with less than $100 million in AUM can use Tifin's investing and planning tools at no charge.
September 13, 2023
New FP Alpha Tool Lets Advisors Upload Clients' Insurance DocumentsAdvisor tech expert Joel Bruckenstein called the tool "important" and the "first of its kind."
September 12, 2023
Joe Duran Unveils New VentureThe former United Capital founder and CEO plans to launch Rise Growth Partners in 2024.
September 12, 2023
Trade Groups Plead With SEC to Rethink Custody Rule PlanIndustry groups also want the SEC to withdraw its plan that addresses conflicts when BDs and advisors use AI.
September 12, 2023
Jamie Hopkins to Exit Carson GroupCarson's managing partner of wealth solutions says he plans to join a firm closer to home in October.
September 11, 2023
SEC Charges 9 More Firms With Marketing Rule ViolationsThe SEC fined the RIAs for advertising hypothetical performance on their websites without following proper procedures.
September 11, 2023
12 Steps to Closing a Deal Over a MealBefore talking business, you want to create a "wow" moment.