SEC’s Gallagher: 4 Things White House Fiduciary Memo Got Wrong
By Melanie WaddellThe White House memo supporting the DOL measure is "thinly veiled propaganda designed to generate support for a widely unpopular rulemaking," the SEC commissioner said.
February 18, 2015
United Capital Adds 23-Member Wealth Management TeamA Denver-based wealth management firm with $2 billion in AUM happily casts it lot with United Capital, becoming its biggest acquisition to date.
February 18, 2015
Fiduciaries to Pay $39M for Raiding Death Benefit Plans; Outcry Over DOL Rule ContinuesA federal court entered a $39.8 million judgment in favor of workers who participated in more than 400 death benefit plans.
February 18, 2015
A Different Approach to Recruiting: Lincoln Financial NetworkWere not going to go out and just recruit for purposes of recruiting, says Chris Flint, head of Advisor & Acquisition Strategies.
February 18, 2015
The Medium Is the Message, When the Subject Is Investor ProtectionThe Committee for the Fiduciary Standard suggests mainstream media have an important role in investor protection, but I wonder if the emphasis is misplaced.
February 13, 2015
On a growth path: RIA and dually registered advisor channelsHeadcount growth in the RIA and dually registered advisor channels will continue to over the next 5 years.
February 13, 2015
On a growth path: RIA and dually registered advisor channelsHeadcount growth in the RIA and dually registered advisor channels will continue to over the next 5 years.
February 12, 2015
If You Can’t Beat Robo-Advisors, Become OneAutoPilot aims to provide advisors with their own private-labeled automated asset management engine to neutralize the robo-advisor threat.