Merrill Lands $1.4B Ex-Morgan Stanley Team, Advisor
By Janet LevauxMeanwhile, LPL-affiliated Stratos Wealth recruits a former Morgan Stanley team and an ex-Wells Fargo rep.
February 11, 2015
Advisor Headcount Falls 5 Years in a Row: CerulliWhile total numbers fell, RIA and hybrid channels added advisors and are expected to keep growing over the next five years, the research firm says.
February 10, 2015
Don’t Forget These 5 LinkedIn Do’sMake sure youre making the most of the Webs professional networking destination.
February 10, 2015
Advisor Barred for Claiming Fund Was ‘SEC Approved’Registration does not mean approval, and the regulators view any suggestion to the contrary as materially misleading, Cipperman Compliance points out.
February 09, 2015
Top 15 States With Most RIAsThe number of RIA firms increased to 31,975, according to SIFMAs 2014 Factbook, despite an active merger year.
February 09, 2015
PE Firm TA Associates Acquires Majority Stake in NorthStar FinancialManagement of CLS Investments, Gemini and Orion will remain, looking to complement organic growth with the private equity firm's capital and expertise in acquisitions.
February 09, 2015
Raymond James Nabs $2.6M Ex-RBC TeamIn addition, a former Merrill Lynch rep affiliates with LPL Financial, and Baird adds an ex-UBS team.
February 09, 2015
Cambridge’s Continuity Partners Group Welcomes First RIAGould Asset Management, with $450 million in AUM, joins 168 Cambridge reps in advisor succession group.