Company Retirement Plans Better When Using Advisors: Survey
By Paula Aven GladychAmong plans with a retirement plan advisor, one-third saw the average employee contribution rate grow by 6% of pay or better.
February 24, 2014
How Does This Movie End?It seems to me that all the preaching about succession planning is having the opposite effect on those we hope will get the message.
February 21, 2014
SEC’s White: Fiduciary Rule’s Fate to Be Decided This YearThe agency this year will make a threshold decision on whether to proceed with a uniform fiduciary standard, SEC Chairwoman Mary Jo White said.
February 18, 2014
Investors Cap Grows Sales 20% but Reports LossThe IBD says expenses rose due to higher commissions and fees, as well as legal expenses tied to its merger with Nicholas Schorschs RCS Capital.
February 18, 2014
Securities America Hybrid RIA Platform Adds Sales DirectorHybrid-advisor platform Arbor Point names Jeffrey Schmaltz a sales director; a former Edward Jones rep discusses how to navigate the tough road to independence.
February 17, 2014
6 Best Financial Firms for Advisor Service: DalbarDalbar's Financial Intermediary Service Award for 2013 rates the top firms in service to financial professionals.
February 14, 2014
RIA advisors over age 55 have 33% of AUMAdvisors between the ages of 55 and 64 have the largest share of investable assets for all AUM brackets in the aggregate.
February 12, 2014
‘Latest and Greatest’ Tech Not Always Best for RIAsWhat separates high-performing RIA firms from their competition? One factor: their technology use but not in the way you might think.