The Future of OSJs: Does Size Matter?
By Janet LevauxEric Schwartz of Cambridge and others say industry trends are pushing more advisors to join a certain size branch.
July 01, 2016
Honoring Advisors Who Serve(d): Fourth of July, 2016ThinkAdvisor honors 13 veterans this Fourth of July who served in the armed forces and now serve their clients as financial advisors.
June 30, 2016
4 Useful Hacks for the SEC’s IAPD Disclosure SiteThese IAPD tips can be as valuable to you and your firm as they are to investors checking you out.
June 29, 2016
Recruiting Roundup: Dynasty, LPL Affiliates Add AdvisorsMeanwhile, Akron, Ohio-based Sequoia Financial Group says it is merging with RAV Financial to form a team with $3 billion in assets.
June 27, 2016
TrimTabs Loses Management of ETF, Then Files to Launch Its CloneWhat TrimTabs did when AdvisorShares chose another firm to manage the ETF it had designed.
June 24, 2016
Why Betterment Delayed Trading After Brexit Vote"During extraordinary events, we are extraordinarily prudent, a Betterment spokesman said. But are they being overly cautious?
June 24, 2016
Cybersecurity, Anti-Money Laundering Top RIAs' Compliance Worries: PollNearly 20% of firms said they had experienced a breach in the past 18 months, according to an IAA survey about advisors' top compliance concerns.
June 23, 2016
Sheryl Garrett: How DOL Fiduciary Rule Will Rein In ‘Gunslingers’The hourly fee-only advice pioneer talks to ThinkAdvisor about how the DOL fiduciary rule will reshape advisor channels and change how advisors spend their time.