How Mutual Fund Flows Put RIA Clients at Risk
By Michael S. FischerRetail investors whims can pose a threat to RIAs' clients, dragging fund returns down about 1.5 percentage points annually, Gurtin Fixed Income Management finds.
January 21, 2016
Recruiting Roundup: Raymond James Grabs $2M Team from Wells Fargo, DavenportMeanwhile, Merrill Lynch adds a wealth strategist in Miami; Focus Financial draws large RIA in New York.
January 20, 2016
Schwab, TD Ameritrade Top Estimates on Strong Q4 Asset GainsSchwab has over $2.5 trillion in assets, while TD Ameritrade has $695 billion.
January 15, 2016
Top 10 Wealth Management Trends for 2016New regulations and digital service models will keep wealth managers busy, Aite Group says.
January 14, 2016
What Plan Sponsors Want in a Retirement Advisor: MassMutualRetirement plan sponsors are paying close attention to advisors value propositions. A survey released in January by MassMutual identifies what theyre looking for.
January 14, 2016
Docupace Aims to Break Free From RCS CapitalThe tech firm wants to follow Cetera Financial's lead in separating itself from its troubled majority owner.
January 13, 2016
Recruiting Roundup: LPL Adds 25-Branch Bank to PlatformThe $750 million group is based in Pennsylvania and recently added a $120 million rep to its wealth operations.
January 13, 2016
RIAs Bullish on 2016; See Cybersecurity as Biggest Tech ChallengeAdvisors in TD Ameritrade survey expect continued growth in 16, helped by targeting new niches, though rate hikes remain a concern in building client portfolios.