Most Consumers Use Mix of Technology, Live Advice: Report
By Danielle AndrusIt's easier for small robos to "optimize" client service, but that doesn't mean more traditional firms can't compete, Hearts & Wallets says.
August 04, 2016
How Advisors Can Get Referrals From Millionaire ClientsIt's not just about accentuating the positive; it's also about eliminating the negative, a Fidelity study says.
August 03, 2016
Recruiting Roundup: Big Groups Move to Focus, Kestra & Raymond JamesThe shifts come as the teams end affiliations with Wells Fargo, Transamerica, LPL Financial and Cetera Investment Services.
August 01, 2016
RIAs Don’t Want a Traditional Wholesaler Relationship. Try ‘Robo-Wholesaling’RIAs have significantly less interest than other advisors in marketing and sales support from traditional wholesalers, according to Practical Perspectives.
August 01, 2016
Top Portfolio Products: Additions and Subtractions for Direxion ETFsDirexion announced two new ETFs plus splits for five ETFs that rallied sharply and reverse splits for four that suffered large losses.
July 29, 2016
How to Comply — and Why — With SEC Rules on Regulatory AUMWhether you call yourself a financial planner or investment manager, pay close attention to the SECs instructions (and enforcement actions) on counting regulatory AUM.
July 26, 2016
Are You an RIA, IAR, FA, Rep, Indie Advisor or Broker? We’ve Got You CoveredThat clich that we live in interesting times happens to be accurate right now for the advisor community.
July 26, 2016
A Local Solution to ‘Generate Enthusiasm’Mark Tibergien writes this month that financial services professionals lack a venue to showcase what we do and to generate enthusiasm for our world.