SEC's New Proxy Voting Guidance Gets Mixed Reviews
By Melanie WaddellThe guidance clarifies how an investment advisor's fiduciary duty relates to proxy voting on behalf of clients.
August 20, 2019
LPL Expands ClientWorks and Other Tech InitiativesThe upgrades could save advisors an hour a day, CEO Dan Arnold said.
August 20, 2019
How Outsourcing Investment Management Can Benefit Advisors: SurveyAdvisors in an AssetMark survey said outsourcing their investment management helped them take on more clients with less stress.
August 19, 2019
LPL Execs Tout Capital, Succession Planning SolutionsAt its Focus conference, company says it's developing an "end-to-end solution" to help advisors with M&As.
August 19, 2019
Wells Fargo to Drop Crow Point Partners From 3 Funds: Portfolio ProductsAlso, Beyond Investing touts what it claims is "world's first vegan-friendly and climate-conscious" ETF.
August 16, 2019
ETF Investors Ran to Equities Amid Volatility: SchwabFixed income flows, on the other hand, slowed as volatility picked up, a Schwab VP said.
August 16, 2019
Small Employers: Look Before Leaping Into New MEP 401(k) OptionThe MEPs' expanded rules may look advantageous but they still pose potential pitfalls that must be considered.
August 15, 2019
Using Insurance to Help Wealthy Clients 'Disinherit the IRS'Beverly Hills advisor Matthew Celenza tells ThinkAdvisor about his insurance-focused approach, which he's rolling out to other RIAs.