Meet the Top Broker-Dealers of 2019
By Janet Levaux | Ginger SzalaIn the age of Amazon, the top independent BDs say putting their advisors first helps them survive and thrive.
August 26, 2019
$300M Wells Fargo Team Breaks Away to Join DynastyThe new RIA is led by Chuck Cooper, CFP, a former branch manager in Lee's Summit, Missouri.
August 23, 2019
Why Wealthfront's Latest Deal Won't Impact AdvisorsBut the hybrid-robo transaction could lead to "rapid escalation" in subscription pricing battles, Michael Kitces says.
August 22, 2019
3 Hot Trends in RIA TechnologyThe right technology can help you build scale, not just automate existing processes.
August 22, 2019
Ladenburg: Turnkey Retirement Plans Now Available to Advisor Business ClientsNo longer deterred by hurdles, plan sponsors now are able to access the Qui(k) program through their affiliated advisor.
August 22, 2019
RIA in a Box Offers Cybersecurity Tips for AdvisorsA firm's employees can be its greatest cyber defense and weakness, the compliance software maker says.
August 22, 2019
Captrust Buying $3.7B South Texas GroupThe Texas firm's founder died of cancer in April.
August 22, 2019
Morgan Stanley Names New Retirement Chief: Recruiting RoundupMeanwhile, RIA Mercer Global Advisors has bought Regent Wealth of Woodbridge, Connecticut, which works with about $300 million in client assets. With the deal, Mercer