RIAs
DeVoe's New Service Helps RIAs Meet Capital, Lending Needs
By Jeff BermanAn increase in M&As and internal succession events has led to increased demand for capital among RIAs, the firm says.
August 13, 2019
New Funding to Help Snappy Kraken Expand Its Offerings, CEO SaysThe advisor-focused marketing technology company gets $3.5 million in a seed round investment.
August 13, 2019
FPA Rolls Out Group Health Insurance for Members in Most StatesThe plan is generally available for advisors with two to 50 employees.
August 12, 2019
Commonwealth Sees Surge in Advisors Ditching FINRAThree advisors told ThinkAdvisor why they chose to become an RIA or IAR.
August 12, 2019
First Republic Adds $3.6M UBS TeamThe four veteran advisors come on board in New Jersey.
August 12, 2019
John Hancock Model Portfolios Added to Envestnet Platform: Portfolio ProductsAlso, Touchstone Investments plans to merge two of its funds.
August 09, 2019
The SEC Investment Adviser Standard of Conduct: A BreakdownThis is the second in a series of columns summarizing the SEC's new conduct standards.
August 08, 2019
Focus Financial Q2 Revenue Up 30%The firm has already topped its full-year 2018 deal volume.