As Brokerages Race to Cut Commissions, RIAs Should Check Their Fees
By Max SchatzowThe zero-commission arms race could have legal and regulatory implications for those who use wrap fees or asset-based pricing.
October 04, 2019
$135M Merrill Team Goes Indie With New RIAThe group, now partnering with TruClarity Wealth Advisors, includes two veteran advisors based near Houston.
October 04, 2019
Envestnet CEO Killed in Car CrashJud Bergman's death has shocked the industry, as leaders like Joe Duran, Michael Kitces and Aaron Klein expressed online.
October 03, 2019
Riskalyze Upgrades Its Wealth Management Platform With New FeaturesFidelity becomes latest firm to make its portfolio research available on Riskalyze Partner Store.
October 03, 2019
How and Why to Choose a Niche for Your Financial Planning PracticeA niche practice means you can deliver better service to clients and get more referrals.
October 03, 2019
5 More Places to Look for ProspectsYou can add prospects just by adapting what you're already doing.
October 03, 2019
Chalekian's RIA to Join Integrated PartnersAs part of the deal, the popular head of Lake Avenue will lead the larger RIA's acquisition team.
October 03, 2019
2 Steps to Building a Cybersafe RIAThe SEC wants advisors to better protect client data. Here's how to get started.