Baird, Stifel Nab Wirehouse, Other Reps: Recruiting Roundup
By Janet LevauxMeanwhile, Janney adds advisors from Raymond James in the Carolinas, and RIA Mercer Global Advisors buys a wealth group in Denver.
September 03, 2019
Broadridge's Latest Acquisition Is Financial Database ServicesThe purchase will strengthen Broadridge's advisor compensation capabilities.
September 03, 2019
SEC Charges Cetera Unit With Defrauding Clients Over 12b-1 FeesCetera Advisors received $10 million in undisclosed compensation tied to the fees, the SEC says.
August 30, 2019
BondNav Continues to Attract RIA Attention280 CapMarkets reports its fixed income platform growth doubled in past year not only due to new bells and whistles, but also advisor need for bond market products.
August 29, 2019
Focus Partner Firm Buys $650M RIAThe deal means The Colony Group should have 14 offices in seven states with more than 195 team members.
August 29, 2019
LPL Adds $700M Team From MML: Recruiting RoundupMeanwhile, Raymond James' employee channel nabs a Wells Fargo complex manager to lead its Denver operations.
August 27, 2019
2019 BDs of the Year on Amazon's Impact"You can't ignore [[today's] technology advancements ... . You've got to embrace them, ... innovate and stay current," says David Stringer.
August 27, 2019
How Top BDs Use Tech to Drive Advisor Success"We have to believe ... we can win on service and customer experience [too]," says American Portfolios' Lon Dolber.