Ken Fisher Surprised His Sexual Remarks Shocked Audience
By Sabrina WillmerFisher said he had spoken that way in the past and was surprised by the reaction this time.
October 10, 2019
How to Turn Your Clients Into Marketing PartnersEducating clients on what you do jump starts word-of-mouth marketing — and referrals.
October 09, 2019
Zero Commissions a 'Huge Deal' for Advisors, BDs: HenschenBroker-dealer recruiter Jon Henschen breaks down "the ripple effects" of the big brokerages' elimination of most trading commissions.
October 09, 2019
Ken Fisher's Off-Color Comments at Conference Spark DebateAdvisor Alex Chalekian calls out the industry icon for making "disgusting" references, but Fisher says the comments were "misconstrued."
October 08, 2019
Wealth Management M&A Deals Still on Track to Top 200 in 2019: EchelonThe third quarter's deal total fell just shy of the prior quarter, Echelon Partners reports.
October 08, 2019
FINRA Updates Reg BI Webpage With Compliance ChecklistThe checklist outlines major requirements and notes differences between FINRA and rules and SEC's Reg BI and Form CRS.
October 07, 2019
It's FAFSA Filing Time AgainHelpful info for your clients: Students who file the FAFSA early tend to get more financial aid, according to Savingforcollege.com.
October 07, 2019
$1B Team Joins LPL From FSCThe 10-advisor firm comes on board from one of Advisor Group's broker-dealers, as does a second team with $210 million.