Best & Worst Wealth Firms for Mobile Apps: J.D. Power, 2019
By Janet LevauxStudy finds that clients want security, simplicity and personalization and find these features inconsistent today.
December 02, 2019
Millennial, Boomer Advisors Show Stark Gap on Tech Use, Study ShowsYounger advisors are much likelier to leverage tech to enhance profitability, Nationwide reports
December 02, 2019
Schwab Plans to Move HQ to TexasThe news is part of its $26 billion purchase of TD Ameritrade, which was announced last week.
December 02, 2019
Top 5 Ways Indie BDs Can Compete With RIAsIndependent broker-dealers are reinventing their business models to thrive in a rapidly changing industry.
December 02, 2019
What Does It Take to Be an Award-Winning Firm?A new webinar features our Agency of the Year award winners and will highlight how they've succeeded.
December 02, 2019
Galvin Signs Off on Massachusetts Fiduciary RuleThe rule will now go through a formal comment period and hearing before the regulations can be promulgated, Galvin's office said.
November 26, 2019
SEC Releases FAQ on Form CRSThe FAQ addresses formatting and delivery questions; SEC says to expect more updates as questions come in.
November 25, 2019
Schwab-TD Ameritrade Deal: The Fallout for Smaller RIAsA key issue: Which custodial platform will prevail?