What Morgan Stanley's E-Trade Deal Means for RIAs
By Janet LevauxBlogger Michael Kitces, Dynasty CEO Shirl Penney and others industry VIPs talk about the deal's implications.
February 19, 2020
FINRA Orders Stifel to Pay $500K in Customer DisputeClient claimed firm's rep "mishandled" her account via "unsuitable, unauthorized, and excessive trading."
February 18, 2020
Fidelity Adds New Capabilities, User Testing to Integration XchangeThe enhancements focus on self-service functionality that allow wealth management firms to customize their use of technology.
February 14, 2020
Skepticism of Schwab-TD Merger Grows Amid Antitrust ScrutinyAs advisors and other get calls from the Justice Department, one industry source says, "The odds against it have gone up quite a bit."
February 14, 2020
T-Rowe Price Introduces New Target Date Retirement Options: Portfolio ProductsAlso, Bloomberg and MSCI expand ESG fixed income offerings.
February 14, 2020
Advisor Group-Ladenburg Merger Is Final. What Will Happen to the BDs?The new firm will have over 11,000 advisors and nine BDs. Is consolidation in the offing?
February 13, 2020
RIA Captrust Adds $654M North Carolina TeamCaptrust's latest acquisition is a 10-person team, including five advisors.
February 13, 2020
Orion, MaxMyInterest Give Advisors New Client Cash SolutionThe new integration with Orion Advisor Tech helps advisors find better ways to deliver higher yield on cash.