How Advisors Are Helping Clients in the Virus Crisis
By Michael McDonald and Annie MassaClients are asking if it's time to buy or sell, and they have more general concerns, too,
March 18, 2020
DOJ Asks Firms to Delay Their M&As. What Does That Mean for Schwab?The news comes a month or so after the DOJ called RIAs over possible anticompetitive concerns.
March 18, 2020
RIA Custodians Shift to Work From HomeTD Ameritrade Institutional, Fidelty and Pershing explain how they are serving RIA clients in response to COVID-19.
March 17, 2020
CFP Board Closing Exam SitesThose registered for CFP exams over the next month will be rescheduled for the July exam.
March 17, 2020
TD Ameritrade to Host Weekly Webinars on Virus Crisis"We want to do all we can to minimize the impact of the coronavirus epidemic for advisors and their clients," said Tom Nally, its RIA chief.
March 16, 2020
How Advisors Are Coping in Coronavirus EpicentersAdvisors in Seattle and in New Rochelle, New York, have shifted to more remote work as they advise concerned clients, they say.
March 16, 2020
SEC Extends Some Form ADV Deadlines; FINRA Cancels EventsExtensions "provide additional time so affected funds and advisers can continue meeting the expectations of their investors and clients," SEC Chairman Clayton said.
March 16, 2020
Envestnet Cancels Advisor SummitEnvestnet said it will refund registration fees for the conference, which was to be held in Austin, Texas.