The 4 Personality Keys to M&A Success
By Michael S. FischerHightower worked with social scientists to develop an approach to help advisory businesses find the right cultural fit.
October 13, 2020
Fidelity: RIA Deals Accelerate in Q3IBDs, meanwhile, seem to have entered a consolidation period after two years of transformative transactions, Fidelity reports.
October 13, 2020
Apella Capital Recruits $489M RIA VestoryThe $1.5 billion RIA and Symmetry Partners affiliate plans to use this move as an "anchor" to West Coast growth.
October 13, 2020
XY Planning Unveils New Advisor PortalThe group also announced a partnership with the Association of African American Financial Advisors to help attract Black financial planners.
October 12, 2020
LPL Hires BofA Exec as Chief Risk OfficerThomas Cappello, a former UBS advisor, is hired two months after LPL rolled out its employee advisor channel.
October 12, 2020
SEC Clarifies Form CRS Rules on Reporting Disciplinary HistoryThe clarification follows a report that at least 1,300 firms failed to report disciplinary or legal events on the form.
October 12, 2020
XYPN Rules Out Supreme Court Challenge to Reg BIXYPN has retained industry lobbyist Duane Thompson to help push for state-level fiduciary rules.
October 12, 2020
Allianz Life Expands Risk Management Services for RIAs: Portfolio ProductsAlso, SS&C ALPS Advisors widens its business into semi-transparent ETFs.