$1B Group Breaks Away From Cambridge
By Jeff BermanRIA Berger Financial Group plans to keep adding to its 40-member team, which includes 14 advisors.
October 22, 2020
UBS Expands Workplace Wealth Solutions: Tech RoundupAlso, LaSalle St. is the latest firm to launch a financial planning platform.
October 21, 2020
Why Small Firms Should Relish the Effects of ConsolidationThe surge in M&As obscures the fact that the advisory pie is getting larger for all players, not just the big ones.
October 20, 2020
Nesvold Capital Makes Its Second RIA DealThe new merchant bank bought a minority stake in Pure Financial Advisors, a $2.7 billion California RIA.
October 20, 2020
Hightower Adds $800M Texas RIAThe RIA consolidator says it has taken a "significant" equity stake in Hart Financial Group, its eighth transaction this year.
October 20, 2020
Commonwealth Adds Its First Chief Diversity and Inclusion OfficerScarlett Abraham Clarke joins the firm from Bright Horizons.
October 20, 2020
eMoney Launches Financial Planning and Wellness AppThe app, called Incentive, was designed to be an advisor's "personally branded financial wellness app" for use with clients, eMoney's Jess Liberi says.
October 19, 2020
SEC Chief 'Cautiously Satisfied' With Reg BI but Seeing Some Troubling TrendsThe SEC chairman shared his views during an interview with SIFMA CEO Ken Bentsen at the association's virtual event.