Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
T3 and ScratchWorks Team Up for Fall Conferences: Tech Roundup
By Jeff BermanMeanwhile, Fidelity model portfolios are now available via JPMorgan's 55ip tax-smart investment strategy platform.
May 05, 2021
Fidelity's AUM Grew 35% in Q1 as New Accounts DoubledTotal assets under administration grew even faster; nearly 40% of new accounts were opened by investors 35 or younger.
April 23, 2021
Meet the Judges for Our New Awards ProgramHere are the 13 industry VIPs selecting the 2021 winners of our new awards program, The ThinkAdvisor LUMINARIES.
April 21, 2021
BNY Mellon's Pershing Realigns U.S. BusinessEffective May 1, the firm will be newly aligned under two main segments: Wealth Solutions and Institutional Solutions.
April 19, 2021
Schwab, Pershing 2021 Conferences to Be VirtualBoth conferences are virtual due to the pandemic and will be free.
March 31, 2021
Schwab Sues Ex-Client Who Won't Return $1.2M Sent by MistakeThe firm alleges that a former client refuses to return money "inadvertently transferred" to her Fidelity account due to a software error.
March 31, 2021
Schwab Expects 'Activist' SEC Under Gensler; Senate Sets Confirmation Vote DatePayment for order flow is a likely SEC target, and Schwab expects to be "very active" advocating for advisors on that issue.
March 30, 2021
Schwab, TD Ameritrade 'Aggressively' Hiring Service Staff After Advisor ComplaintsExecs of the companies addressed top advisor concerns about the integration of TD Ameritrade.