Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
BNY Mellon Taps Robin Vince as Next CEO
By Janet LevauxVince joined BNY Mellon in October 2020 after working for 26 years at Goldman Sachs in several executive roles.
February 03, 2022
Fidelity's Advisor Platform Gets Major Update"This looks like a pretty extensive overhaul in terms of usability and personalization," consultant Tim Welsh says.
January 31, 2022
The 20 Biggest Asset Managers in the World: 2022These top financial firms are ranked by assets under management, according to ADV Ratings.
November 30, 2021
5 Reasons Going RIA Beats the IBD ModelIt's not an accident that the RIA channel is the fastest growing.
November 23, 2021
Are Custodians Tilting at Windmills?Putting "unified and integrated" all in one advisory tech system is a dream of every custodian. But history hasn't been kind.
November 19, 2021
FINRA: Ex-Edward Jones Rep Made Over 800 Unauthorized TradesFINRA suspended and fined the former broker, saying he also falsely identified himself as a senior vice president of a clearing firm.
November 18, 2021
Envestnet Adds Structured Products, Teaming With Goldman Spinoff: Tech RoundupAlso, Goldman Sachs Advisor Solutions picks InspereX's BondNav as fixed income market tech for independent RIAs.
October 28, 2021
Schwab, Ariel Execs Speak Out on How Clients and Firms Can Boost DiversityThe momentum to hire more Black advisors "has to come from the bottom up," says Kelly Johnson of Schwab.