Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
8 Trends Raymond James Sees Among RIAs
By Michael S. FischerThrough a survey, Raymond James' custody arm takes a behind-the-scenes look at its RIA clients.
September 29, 2022
Cambridge Launches New Digital Marketing Solution for Advisors: Tech RoundupAlso, BNY Mellon to provide comprehensive solution to asset manager Aviva Investors.
September 27, 2022
Raymond James Parts Ways With $13B Concurrent AdvisorsThe OSJ launches its own RIA as it shifts to a multi-custodial, hybrid RIA platform.
September 22, 2022
SEC Set to Let Wall Street Keep Payment-for-Order-Flow DealsThough the news is a win for brokerages like Schwab and Robinhood, the firms may still face tough new regulations.
September 15, 2022
Fidelity, Schwab Among Backers of New Crypto ExchangeEDX Markets will start limited trading of spot, crypto tokens in November, with an official launch set for January.
August 25, 2022
Free Trading Isn't Free, But We're Still Better OffThere is a perception that shadowy market makers might be "ripping off" investors. But that isn't really true.
August 25, 2022
LUMINARIES 2022 Finalists: Thought Leadership — FirmsThese 40 industry players have demonstrated excellence through innovative insights, practices and research.
August 25, 2022
LUMINARIES 2022 Finalists: Thought Leadership — IndividualsThese 32 industry VIPs have demonstrated excellence through innovative insights, practices and research.