Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
Meet the Winners: LUMINARIES in Executive Leadership, 2021 — People
By Michael S. Fischer and Emily HolbrookMeet the individuals being honored for their work in executive leadership that is driving the financial industry forward.
September 16, 2021
Fidelity Pushed for Bitcoin ETF Approval in Private SEC MeetingExecutives including Tom Jessop, president of Fidelity Digital Assets, met with SEC officials in a Sept. 8 video call, filings show.
September 10, 2021
Schwab Scraps In-Person Plans for Impact 2021The firm's annual conference will be virtual-only again for the second straight year.
September 07, 2021
State Street Buying Brown Brothers' Unit for $3.5BState Street and the BBH unit had combined assets under custody of about $37 trillion as of June 30 versus $45 trillion for BNY Mellon.
September 03, 2021
Schwab's 'Aggressive' Hiring Plan Includes 450 Jobs in AustinThe new hires will join the firm's 2,750 employees now based there, Schwab says.
August 31, 2021
Fidelity to Hire 9,000 WorkersThe latest hiring push is its third in less than a year, reflecting an investing boom that has lifted the entire trading industry.
August 16, 2021
Meet the LUMINARIES Class of 2021This pioneering recognition program shines a spotlight how advisors and firms are moving the industry forward in the areas that matter most to advisors.
August 11, 2021
Fidelity's Assets Top $11T as New Retail Accounts Jump 39%: Q2 EarningsThe firm's latest results included a 26% year-over-year jump in assets under management to $4.2 trillion.