Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
BenefitMall Gets $17 Million In New Funding
By Staff WriterNU Online News Service, Jan. 23, 4:59 p.m. -- BenefitMall Inc., Dallas, a company that distributes benefits through the Web, says a group of ...
January 10, 2002
Ceridian And USI Announce Referral AgreementNU Online News Service, Jan. 10, 2:07 p.m. -- Ceridian Corp., Minneapolis, and USI Holdings Corp., San Francisco, say they have negotiated a five-year ...
January 09, 2002
Treasury Money Laundering Rule Affects Insurer Broker-DealersNU Online News Service, Jan. 9, 3:18 p.m. -- WashingtonLimited service insurance company broker-dealers will be subject to suspicious transactions reporting requirements under a ...
January 07, 2002
UnumProvident Completes Call Center Switching SystemNU Online News Service, Jan. 7, 11:55 a.m. -- UnumProvident Corp., Chattanooga, Tenn., has completed installing Avaya G3 switches in all of its national ...
January 06, 2002
NASD: Don't Interfere With Accounts Following Brokers To New FirmsNASD: Don't Interfere With Accounts Following Brokers To New Firms ByThe National Association of Securities Dealers Inc., Washington, says it has adopted a new ...
December 26, 2001
NASD: Let Accounts Follow Brokers To New FirmsNU Online News Service, Dec. 26, 5:25 p.m. -- The National Association of Securities Dealers Inc., Washington, says it has adopted a new rule ...
December 17, 2001
Manulife Offers 401(k) Brokers Benefit Plan DatabaseNU Online News Service, Dec. 17, 1:46 p.m. -- Manulife Financial Corp., Toronto, is offering U.S. pension brokers free access to a Web-based benefit ...
December 13, 2001
** NU Co-Sponsors Benefits Broker Survey **NU Online News Service, Dec. 13, 5:33 p.m. -- The National Underwriter Company, Erlanger, Ky., and John Hewitt & Associates Inc., Portland, Maine, are ...