Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
NASD Asks EIA Sellers To Police Their Reps
By Trevor ThomasThe National Association of Securities Dealers has released a long-awaited discussion about when securities dealers should treat equity indexed annuities as securities rather than ...
August 03, 2005
Brokers Sell More VAs, Study FindsApparently shaking off the bad publicity from a series of state and federal investigations into variable annuity sales, brokers and other investment professionals increased ...
August 01, 2005
IA Readers Pick 15th Annual Broker/Dealers of the YearFive winners are chosen by biggest voter turnout ever
July 27, 2005
Still On MessageStill On MessageA lot of industry people were happy to see Bob MacDonald's back when the former CEO of LifeUSA decided to retire a ...
July 25, 2005
NASD Tells Members To Keep Tabs On VendorsThe National Association of Securities Dealers is warning member firms against trying to outsource responsibility for tasks such as preparing for disasters and supervising ...
July 19, 2005
Firm To Charge $5 Per Head For Enrollment ToolOnlineBenefits Inc. is rolling out the Ready...Enroll Express benefits enrollment system.[@@]Brokers can pay a price that starts at $5 per employee to use the ...
July 06, 2005
New Disability Group FormedDisability insurance producers have set up a new group for all participants in the disability industry.The new International DI Society will serve insurance company ...
June 28, 2005
Mangan To Run Hub Benefits OperationHub International Ltd. has hired Thomas Mangan to be president of the employee benefits division in its Woodbury, N.Y., Northeastern regional office.[@@]Mangan previously was ...