Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Securities and Bond Groups Merge, SIFMA Now Represents the Industry
By Janet Levaux(Boca Raton, Fla.) Last year, comedian Dennis Miller turned a few people off with his racy humor. This year, it was a new organization's name...
December 07, 2006
NASD Board Approves NYSE Reg MergerMajor securities regulatory agencies are coming a step closer to joining forces.Members of the National Associated of Securities Dealers board have voted to approve a ...
December 01, 2006
Zero Sum GameIn October, Bank of America and Zecco.com each announced plans to offer clients zero commissions on stock trades. Zecco.com announced that for a minimum deposit...
December 01, 2006
2006 Advisor Hall of FameWelcome to Research magazine's Advisor Hall of Fame, now in its 16th year. This eagerly anticipated annual feature has become a benchmark of excellence in...
December 01, 2006
The Road AheadResearch: What's facing the FSI and the industry in 2007 and beyond? Simmers: The No. 1 challenge -- from the Financial Services Institute's point of view...
December 01, 2006
NEWS & PRODUCTSGoldman Sachs and Lehman Brothers won Diversity Leadership Awards from the Securities Industry and Financial Markets Association (SIFMA). Goldman Sachs received the Sustained Leadership Award...
December 01, 2006
Brokers Share Mixed Feelings, as BD Stock Index ReboundsBrokers say they are happier today than they were last year, especially in terms of compensation. Many, though, would switch the type of firm they...
December 01, 2006
Holiday CheerIf you're like most advisors, your mailbox is already starting to bulge with holiday cards wishing you and yours a happy holiday season. (In the...