Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Bank Broker Revenue Level Falls To $19,600
By Staff WriterNU Online News Service, Jan. 19, 2005, 4:15 p.m. ESTThe productivity of brokers in banks fell 26% between November 2003 and November 2004.[@@]Brokers who ...
January 04, 2005
Beauchamp Links FundManager to Omgeo SystemLONDON (HedgeWorld.com)--Users of Beauchamp Financial Technology FundManager now have an interface with Omgeo's Central Trade Manager, allowing them automated access to Omgeo's community of 6,000 brokers for central trade matching and settlement notification. The Beauchamp FundManager, a portfolio management software system, connects through a message translation interface to the Omgeo...
January 01, 2005
Broker/Dealer Special Report: Clearing Firms--Closer Ties, Fewer PlayersConsolidation has been a major trend in the clearing business for a few years now, and it doesn't show signs of abating. Clearing firms have...
January 01, 2005
Broker/Dealer Special Report: The Financials--The Right FitFor most broker/dealers and their representatives, 2004 was successful: new clients were added, assets under management grew, and revenues were up. That meant that in...
January 01, 2005
Broker/Dealer Special Report: Branch Managers--Helping HandWith the forecast for Santa Monica last October 15 showing pleasant skies and a high temperature near 70, the pool at the historic Fairmont Miramar...
December 29, 2004
Dealer Fines Increase: NASDNU Online News Service, Dec. 29, 2004, 3:15 p.m.The National Association of Securities Dealers collected more fines ...
December 07, 2004
Spitzer Announces Gubernatorial Run On BlogNU Online News Service, Dec. 7, 2004, 5:45 p.m. EST"I'm Running for Governor."[@@]New York Attorney General Eliot Spitzer made that declaration today in a ...