Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
7 Top Online Brokerages: Kiplinger
By Emily ZulzKiplinger ranks firms based on commissions, investment choices, tools, research, ease of use, mobile access and advisory services.
August 28, 2017
Active Funds Are Performing Better — for NowMorningstar's Active/Passive Barometer shows better performance by active funds this year but not long term.
August 28, 2017
Powerful PartnershipsShort business trips are often a grind, especially in the summer when lots of vacationers dominate the skies and airports.
August 28, 2017
Rock Solid: The 2017 Broker-Dealers of the YearExecutives from the four top BDs traded views on everything from succession planning to fees, commissions, regulation, RIA issues and charitable giving.
August 28, 2017
The Rules and the Runners Up: 2017 Broker-Dealers of the YearWork on the Broker-Dealers of the Year officially starts in March when we begin collecting performance information from firms for our Broker-Dealer Reference Guide.
August 22, 2017
CAPTRUST and CapTrust ReuniteThe two firms split in 1998 but had operated as part of the larger CapTrust organization.
August 21, 2017
FINRA Nominates Large, Small Firm Members for Disciplinary PanelSEC also approved amendments to FINRA customer and industry arbitration rules.
August 21, 2017
Are You Ready for T+2?The shorter settlement period for trades two days instead of three has implications for financial advisors.