Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
How to Add a Robo Without Cannibalizing Human Advice: Cerulli
By Bernice NapachThe latest Cerulli report raises the questions that traditional advisory firms should answer before embarking on a robo offering.
December 28, 2016
LPL’s New CEO Comp Could Reach $5.4 MillionDan Arnold will see his total compensation grow about three times from his president's wages.
December 28, 2016
Raymond James Adds Teams from Wells Fargo, LPLThe firm brings on employee and independent reps with nearly $350 million in assets in Connecticut and Florida.
December 27, 2016
New Year, New ThinkingThe changes in the White House and Washington, D.C., this year are likely to bring an interesting mix of opportunities and challenges to financial advisors and their clients.
December 27, 2016
Stellar StrategistKarin Kimbrough, head of investment strategy for Merrill Lynch Wealth Management, joined Bank of America in 2014 after working for the Federal Reserve and for Morgan Stanley.
December 27, 2016
Alex. Brown Is BackNow part of Raymond James, the 200-year-old boutique wealth firm's business could double over the next few years, its president said.
December 27, 2016
Raymond James Nabs $1.2M Merrill Rep in Michigan: Recruiting RoundupA veteran wirehouse advisor with about $110 million in client assets makes the move in the greater Detroit area.
December 22, 2016
Wirehouses Reps Move to Baird, RBC: Recruiting RoundupMeanwhile, two LPL-affiliated wealth firms with $2 billion in combined assets plan to merge.