Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
FINRA Warns of Fake Broker Websites
By Melanie WaddellThe sites use reps' names and other information and may appear to be their personal sites.
August 20, 2020
First Republic Nabs $2.5B Merrill GroupMeanwhile, the Thundering Herd also loses advisors to UBS and Wells Fargo FiNet.
August 20, 2020
LPL Pledges $1B to Put Advisors on Growth 'Superhighway'The broker-dealer wants its advice business to work more like Amazon, Netflix and eBay to outperform "institutional" rivals like Schwab, says CEO Dan Arnold.
August 19, 2020
FSI Honors Investor, Industry AdvocatesThe industry group's two new awards recognize 20 individuals working in the independent advisor space.
August 18, 2020
LPL Advisors to Get Slack Messaging ToolsThe new messaging system will make it easier for advisory team members to communicate wherever they are, LPL says.
August 17, 2020
Biden's VP Pick Harris Opposes DOL Fiduciary RuleKamala Harris joined other lawmakers in telling Labor Secretary Eugene Scalia to rework the fiduciary rule.
August 17, 2020
Steward Partners Grabs 5 Advisors With $491MEast Coast advisors from Morgan Stanley, Wells Fargo and other firms are joining the Raymond James affiliate.
August 14, 2020
To Gain Client Trust, Boost Virtual Service: FidelityExecutives from several firms make the case for fully embracing remote work, digital tools and more during a Fearless Week webcast.