Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Linebacker-Turned-Advisor Reggie Wilkes 'Taking Deep, Happy Breaths of Satisfaction'
By Jane Wollman RusoffThe former NFL player tells ThinkAdvisor why he switched firms and how he addresses his athlete clients' needs.
February 02, 2021
12 Worst States for Retirement: 2021WalletHub graded the states on 45 metrics tied to affordability, quality of life and health care.
January 29, 2021
Atria Wealth Solutions Buying SCF SecuritiesOnce the deal wraps up, Atria's operations will include 2,500 financial professionals with $95 billion in assets under administration.
January 28, 2021
Fiduciary Advocates Call for Renaming SEC's Reg BIBrian Hamburger, Ron Rhoades and Knut Rostad say Gary Gensler, if confirmed as SEC chief, should rebrand the rule.
January 27, 2021
Solving the 'Diversity Problem' in the Financial Advisory IndustryA new Cerulli report describes the steps firms should take to add, and keep, more women and advisors of color.
January 26, 2021
Recruiter Diamond Consultants Names New PresidentThe news comes as the firm surpasses $200 billion mark for assets moved as part of advisor transitions it's facilitated.
January 22, 2021
Raymond James Adds $1.2B Bank Team From LPLThe firm is bringing on 17 advisors and 10 staff members from FirstBank's investment program in Tennessee.
January 22, 2021
Texas Broker Charged With Child Sexual Assault, IndecencySA Stone Wealth Management broker also was charged with an indecent assault on a female adult, according to court records.