Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Advisor Group Recruits $503M LPL Team
By Jeff BermanVeater Financial Group and its four advisors are now part of SagePoint Financial in Fresno, California.
November 16, 2020
$2B Morgan Stanley Team Jumps to LPLThey will align with the hybrid RIA Gladstone Wealth Partners.
November 16, 2020
Fidelity Rolls Out Comprehensive Wealth Platform for AdvisorsThe Fidelity Managed Account Xchange (FMAX) is available to RIAs, family offices and BDs.
November 13, 2020
Raymond James Launches Wealth-Focused Coaching ProgramThe news comes two months after the firm rolled out programs focused on Regulation Best Interest and its Black Financial Advisors Network.
November 11, 2020
Advisor Group Rolling Out Fee Cuts, Other ChangesTo boost recruiting and other growth, the firm is ending transaction fees for new accounts on Jan. 1 and ticket charges in mid-2021.
November 11, 2020
Advisors Highlight Best Practices of 2020 at Virtual EventWith some 1,500 registrants, the 26th annual Raymond James Women's Symposium brought advisors and experts together to discuss resiliency and inspire success at a challenging time.
November 10, 2020
Cetera Nabs Former LPL Exec as COOIndustry veteran Tom Gooley joins the firm, which just promoted Lisa Gok to the role of general counsel.
November 10, 2020
Smarsh Buys AI Firm to Help RIAs, BDs Spot RisksThe combined company will also help advisors and their firms uncover strategic insights from large volumes of data in real time.